DEALING MEMBERS COMPLIANCE >> Compliance Calendar

Efficient and well regulated market place 
                             COMPLIANCE CALENDAR FOR DEALING MEMBERS ​​ ​
FINANCIAL YEAR 2021 ​ ​
REPORTING MONTH                             REGULATORY REPORTSDUE DATE
JANUARYDECEMBER 2020, Net Liquid Capital Report5-Jan
​DECEMBER 2020, Monthly Transaction Report10-Jan
​4th Quarter, 2020 Report30-Jan
   
FEBRUARYJANUARY 2021, Net Liquid Capital Report5-Feb
​JANUARY 2021, Monthly Transaction Report10-Feb
   
MARCHFEBRUARY 2021, Net Liquid Capital Report5-Mar
​FEBRUARY 2021, Monthly Transaction Report10-Mar
​DECEMBER 2020, Audited Financial Statement 30-Mar
   
APRILMARCH 2021, Net Liquid Capital Report5-Apr
​MARCH 2021, Monthly Transaction Report10-Apr
​1st Quarter, 2021 Report30-Apr
   
MAYAPRIL 2021, Net Liquid Capital Report5-May
​APRIL 2021, Monthly Transaction Report10-May
   
JUNEMAY 2021, Net Liquid Capital Report5-Jun
​MAY 2021, Monthly Transaction Report10-Jun
   
JULYJUNE 2021, Net Liquid Capital Report5-Jul
​JUNE 2021, Monthly Transaction Report10-Jul
​2nd Quarter, 2021 Report30-Jul
   
AUGUSTJULY 2021, Net Liquid Capital Report5-Aug
​JULY 2021, Monthly Transaction Report10-Aug
   
SEPTEMBERAUGUST 2021, Net Liquid Capital Report5-Sep
​AUGUST 2021, Monthly Transaction Report10-Sep
   
OCTOBERSEPTEMBER 2021, Net Liquid Capital Report5-Oct
​SEPTEMBER 2021, Monthly Transaction Report10-Oct
​3rd Quarter, 2021 Report30-Oct
   
NOVEMBEROCTOBER 2021, Net Liquid Capital Report5-Nov
​OCTOBER 2021, Monthly Transaction Report10-Nov
   
DECEMBERNOVEMBER  2021, Net Liquid Capital Report5-Dec
​NOVEMBER  2021, Monthly Transaction Report10-Dec​